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FU > SEC Filings for FU > Form 8-K on 2-May-2014All Recent SEC Filings

Show all filings for FAB UNIVERSAL CORP.

Form 8-K for FAB UNIVERSAL CORP.


2-May-2014

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standar


Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On April 28, 2014, FAB Universal Corp. (the "Company"), received a notice (the "Notice") from the NYSE MKT LLC ("NYSE MKT"), indicating that the staff of NYSE MKT (the "Staff") intends to strike the common stock of the Company from listing on the NYSE MKT by filing a delisting application with the U.S. Securities & Exchange Commission (the "SEC") pursuant to Section 1009(d) of the NYSE MKT's Company Guide.

The Company has requested an oral hearing before an Exchange Listing Qualifications Panel to appeal the Staff's determination.



Item 8.01. Other Events.

On May 2, 2014, the Company issued a press release relating to the Notice received from NYSE MKT regarding the Staff's determination. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1.



Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit No. Description

99.1 Press Release dated May 2, 2014.


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