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FU > SEC Filings for FU > Form 8-K on 8-Apr-2014All Recent SEC Filings

Show all filings for FAB UNIVERSAL CORP.

Form 8-K for FAB UNIVERSAL CORP.


8-Apr-2014

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standar


Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On April 3, 2014, FAB Universal Corp. (the "Company"), received a notice (the "Notice") from the NYSE MKT LLC ("NYSE MKT"), indicating that the Company is no longer in compliance with Sections 134 and 1101 of the NYSE MKT's Company Guide due to the Company's inability to timely file its Annual Report on Form 10-K for the year ended December 31, 2013 (the "Annual Report") with the U.S. Securities & Exchange Commission (the "SEC").

NYSE MKT elected to exercise its discretionary authority under Section 1003(d) of the NYSE MKT's Company Guide to require the Company to submit a plan of compliance regarding the filing of its Annual Report by April 17, 2014. Upon receipt of this plan, NYSE MKT may, at its discretion, grant the Company a further extension to complete the filing of its Annual Report and regain compliance with NYSE MKT's continued listing requirements or deny such further extension and seek to remove the Company's securities from listing.



Item 8.01. Other Events.

On April 8, 2014, the Company issued a press release relating to the Notice received from NYSE MKT indicating that the Company is no longer in compliance with Sections 134 and 1101 of the NYSE MKT's Company Guide due to the Company's inability to timely file its Annual Report with the SEC. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1.



Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit No. Description

99.1 Press Release dated April 8, 2014.


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