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DUK > SEC Filings for DUK > Form 8-K on 4-Apr-2014All Recent SEC Filings

Show all filings for DUKE ENERGY CORP

Form 8-K for DUKE ENERGY CORP


4-Apr-2014

Other Events, Financial Statements and Exhibits


Item 8.01. Other Events.

On April 1, 2014, Duke Energy Corporation (the "Company") entered into an underwriting agreement, dated as of April 1, 2014 (the "Underwriting Agreement"), with Barclays Capital Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., and UBS Securities LLC, as representatives of the several underwriters named therein (the "Underwriters"), pursuant to which the Company agreed to issue and sell to the Underwriters $400,000,000 aggregate principal amount of the Company's Floating Rate Senior Notes due 2017 (the "2017 Notes") and $600,000,000 aggregate principal amount of the Company's 3.75% Senior Notes due 2024 (together with the 2017 Notes, the "Securities") . The Securities will be issued pursuant to an Indenture, dated as of June 3, 2008 (the "Indenture"), by and between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the "Trustee"), as amended and supplemented by various supplemental indentures thereto, including the Eleventh Supplemental Indenture, dated as of April 4, 2014 (the "Eleventh Supplemental Indenture"), between the Company and the Trustee, relating to the Securities. The disclosure in this Item 8.01 is qualified in its entirety by the provisions of the Indenture, the Eleventh Supplemental Indenture, which is filed as Exhibit 4.1 hereto, and the Underwriting Agreement, which is filed as Exhibit 99.1 hereto. Such exhibits are incorporated herein by reference. Also, in connection with the issuance and sale of the Securities, the Company is filing a legal opinion regarding the validity of the Securities as Exhibit 5.1 to this Form 8-K for the purpose of incorporating the opinion into the Company's Registration Statement No. 333-191462.



Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

Exhibit                                     Description

Exhibit 4.1    Eleventh Supplemental Indenture, dated as of April 4, 2014, to the
               Indenture, dated as of June 3, 2008, between the Company and The Bank
               of New York Mellon Trust Company, N.A., as Trustee and Calculation
               Agent

Exhibit 5.1    Opinion regarding validity of the Securities

Exhibit 23.1   Consent (included as part of Exhibit 5.1)

Exhibit 99.1   Underwriting Agreement, dated as of April 1, 2014, between the
               Company and Barclays Capital Inc., RBC Capital Markets, LLC, Scotia
               Capital (USA) Inc., and UBS Securities LLC, as representatives of the
               several underwriters named therein


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