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PWON > SEC Filings for PWON > Form 8-K on 2-Apr-2014All Recent SEC Filings

Show all filings for POWIN CORP

Form 8-K for POWIN CORP


Unregistered Sale of Equity Securities, Financial Statements and Exhibits

Item 3.02 Unregistered Sale of Equity Securities

Effective March 31, 2014, the Company, Joseph Lu and 3U(HK) Trading Co. Limited amended the Debt Exchange Agreement dated December 31, 2013, which was previously disclosed in the Report on Form 8-K/A filed January 22, 2014. The amendment revoked and declared null and void the December 31, 2013 Agreement for the reason that the earlier exchange agreement was entered into on the basis of a mutual mistake of law which created unintended tax and other consequences to the parties.

The amended Debt Exchange Agreement provides that the Company's promissory notes referred to in the earlier exchange agreement held by Mr. Lu and 3U(HK)Trading Co. Limited, respectively, are now reinstated with their respective original terms and conditions, including the maturity date of June 30, 2015.

Item 9.01 Financial Statements and Exhibits

Exhibit No.               Description

10.1                      Amendment to Debt Exchange Agreement dated March 31, 2014.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: April 2, 2014 By: /s/ Jeffrey Grumbling President

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