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RJF > SEC Filings for RJF > Form 8-K on 1-Apr-2014All Recent SEC Filings

Show all filings for RAYMOND JAMES FINANCIAL INC

Form 8-K for RAYMOND JAMES FINANCIAL INC


1-Apr-2014

Regulation FD Disclosure


Item 7.01 Regulation FD Disclosure

Two subsidiaries of Raymond James Financial, Inc. (the "Company") whose retail client operations comprise part of the Company's Private Client Group, Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (collectively, the "Subsidiaries"), recently participated in a survey conducted by the publication FA Magazine. In so doing, the Company provided the following information about the Subsidiaries' operations (as of 12/31/2013 unless otherwise noted) which will be contained in the April issue.

Number of producing financial advisors: 3,279 Gross revenue: $1,396,000,000
Gross revenue per financial advisor: $425,740 Payout percentage: 80-100%
Employee to producing financial advisor ratio: 1:1 Assets under management: $190,939,800,000

Percentage of the Subsidiaries' 2013 gross revenue derived from each of the following products:
Mutual Funds - 30%
Fixed Annuities - 2%
Individual Securities - 9%
Insurance - 1%
Variable Annuities - 12%
Real estate investment trusts - 0%
Alternatives -1%
Asset management fees - 42%
Other* - 3%

*(Consisting of investment banking fees and, interest income)

The information in this Current Report, including any exhibits hereto, is being "furnished" and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

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