Search the web
Welcome, Guest
[Sign Out, My Account]

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
RJF > SEC Filings for RJF > Form 8-K on 1-Apr-2014All Recent SEC Filings




Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure

Two subsidiaries of Raymond James Financial, Inc. (the "Company") whose retail client operations comprise part of the Company's Private Client Group, Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (collectively, the "Subsidiaries"), recently participated in a survey conducted by the publication FA Magazine. In so doing, the Company provided the following information about the Subsidiaries' operations (as of 12/31/2013 unless otherwise noted) which will be contained in the April issue.

Number of producing financial advisors: 3,279 Gross revenue: $1,396,000,000
Gross revenue per financial advisor: $425,740 Payout percentage: 80-100%
Employee to producing financial advisor ratio: 1:1 Assets under management: $190,939,800,000

Percentage of the Subsidiaries' 2013 gross revenue derived from each of the following products:
Mutual Funds - 30%
Fixed Annuities - 2%
Individual Securities - 9%
Insurance - 1%
Variable Annuities - 12%
Real estate investment trusts - 0%
Alternatives -1%
Asset management fees - 42%
Other* - 3%

*(Consisting of investment banking fees and, interest income)

The information in this Current Report, including any exhibits hereto, is being "furnished" and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

  Add RJF to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for RJF - All Recent SEC Filings
Copyright © 2015 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.