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PFSI > SEC Filings for PFSI > Form 8-K on 24-Mar-2014All Recent SEC Filings




Regulation FD Disclosure, Financial Statements and Exhibits

Item 7.01. Regulation FD Disclosure.

On March 24, 2014, PennyMac Financial Services, Inc. (the "Company") issued a press release announcing that selling stockholder Fidelity Investments Charitable Gift Fund ("Fidelity") intends to sell 5,554,545 of its shares of Class A common stock of the Company in an underwritten public offering. Citigroup Global Markets, Inc. ("Citigroup") is acting as the sole book-running manager and sole underwriter for the offering. Citigroup will have the option to purchase up to an additional 555,455 shares of Class A common stock from Fidelity. The Company will not sell any shares in the offering and all net proceeds from the offering will be retained by Fidelity. The press release is attached as Exhibit 99.1 hereto and incorporated by reference in this Item 7.01.

Note: Information in this report (including the exhibit) furnished pursuant to Item 7.01 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. Furthermore, the information provided in Exhibit 99.1 (which press release is incorporated by reference into this Item 7.01) shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, unless such incorporation by reference is specifically referenced therein.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits

No. Description of Exhibit
99.1 Press Release dated March 24, 2014.

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