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GLYC > SEC Filings for GLYC > Form 8-K on 14-Mar-2014All Recent SEC Filings

Show all filings for GLYCOMIMETICS INC



Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

Mr. William Gust, a member of the Board of Directors of GlycoMimetics, Inc. (the "Company"), died unexpectedly on March 4, 2014. Mr. Gust served as an independent member of the Audit Committee of the Board.

On March 10, 2014, the Company notified the NASDAQ Stock Market, LLC ("NASDAQ") of Mr. Gust's death, and that the Company has determined to rely on the cure period set forth in Listing Rule 5605(c)(4)(B) of the NASDAQ Listing Rules with respect to the composition of its Audit Committee.

On March 10, 2014, the Company received a response letter from NASDAQ acknowledging the Company's non-compliance with Listing Rule 5605. The NASDAQ letter further provided that consistent with Listing Rule 5605(c)(4)(B), NASDAQ will provide the Company with a cure period in order to regain compliance until the earlier to occur of (i) its next annual stockholders meeting or March 4, 2015; or (ii) if the next annual shareholders' meeting is held before September 1, 2014, then the Company must evidence compliance no later than September 1, 2014.

The Company expects to regain compliance with Listing Rule 5605 prior to the expiration of the cure period provided by NASDAQ.

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