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AI > SEC Filings for AI > Form 8-K on 25-Feb-2014All Recent SEC Filings

Show all filings for ARLINGTON ASSET INVESTMENT CORP.

Form 8-K for ARLINGTON ASSET INVESTMENT CORP.


25-Feb-2014

Other Events, Financial Statements and Exhibits


Item 8.01. Other Events.

As previously disclosed, on May 24, 2013, Arlington Asset Investment Corp. (the "Company") entered into separate equity distribution agreements (the "Equity Distribution Agreements") with each of RBC Capital Markets, LLC, JMP Securities LLC, Ladenburg Thalmann & Co. Inc. and MLV & Co. LLC (each, a "Sales Agent" and together, the "Sales Agents"), pursuant to which the Company may offer and sell, from time to time, up to 1,750,000 shares of the Company's Class A common stock, $0.01 par value per share (the "Shares").

On January 22, 2014, the Company filed a Registration Statement on Form S-3 (File No. 333-193478) (the "Registration Statement") with the Securities and Exchange Commission (the "Commission"), which Registration Statement included a base prospectus. The Commission declared the Registration Statement effective on February 5, 2014. On February 25, 2014, the Company filed a prospectus supplement pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended, to register the Shares under the Registration Statement.

On February 25, 2014, Hunton & Williams LLP issued an opinion with respect to the legality of the issuance and sale by the Company of the Shares to be sold pursuant to the Equity Distribution Agreements, a copy of which is filed as Exhibit 5.1 to this Form 8-K.



Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
No. Description

1.1 Equity Distribution Agreement, dated May 24, 2013, by and between the Company and RBC Capital Markets, LLC (incorporated by reference to Exhibit 1.1 of the Company's Current Report on Form 8-K filed on May 28, 2013).

1.2 Equity Distribution Agreement, dated May 24, 2013, by and between the Company and JMP Securities LLC (incorporated by reference to Exhibit 1.2 of the Company's Current Report on Form 8-K filed on May 28, 2013).

1.3 Equity Distribution Agreement, dated May 24, 2013, by and between the Company and Ladenburg Thalmann & Co. Inc. (incorporated by reference to Exhibit 1.3 of the Company's Current Report on Form 8-K filed on May 28, 2013).

1.4       Equity Distribution Agreement, dated May 24, 2013, by and between the
          Company and MLV & Co. LLC (incorporated by reference to Exhibit 1.4 of
          the Company's Current Report on Form 8-K filed on May 28, 2013).

5.1       Opinion of Hunton & Williams LLP.

23.1      Consent of Hunton & Williams LLP to the filing of Exhibit 5.1 herewith
          (included in Exhibit 5.1).

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