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CACG > SEC Filings for CACG > Form 8-K on 14-Feb-2014All Recent SEC Filings

Show all filings for CHART ACQUISITION CORP.

Form 8-K for CHART ACQUISITION CORP.


14-Feb-2014

Submission of Matters to a Vote of Security Holders, Other Events


Item 5.07. Submission of Matters to a Vote of Security Holders.

On February 10, 2014, the Company held its 2013 Annual Meeting of Stockholders (the "Meeting") in New York, New York for the purposes of (i) electing three directors to serve on the Board of Directors of the Company for a three year term that expires at the 2016 annual meeting of stockholders or until their respective successors are elected and qualified or until their earlier resignation or removal; (ii) ratification of the selection of Rothstein Kass as independent registered public accounting firm for fiscal year 2013; (iii) holding an advisory vote on compensation to our named executive officers; and
(iv) holding an advisory vote on the frequency of future advisory votes on executive compensation.

Below are the voting results for the election of three Directors. All nominees were elected as Directors with the following vote:

             Nominee                    For      Withheld
     Governor Thomas J. Ridge        6,924,905     600
Senator Joseph Robert "Bob" Kerrey   6,924,905     600
         Manuel D. Medina            6,924,905     600

Below are the voting results for the advisory vote on the ratification of the selection of Rothstein Kass as independent registered public accounting firm for fiscal year 2013. The stockholders approved, on an advisory basis, the selection of Rothstein Kass:

For Against Abstain
7,866,002 0 0

Below are the voting results for the advisory vote on compensation to our named executive officers. The stockholders approved, on an advisory basis, the compensation of our named executive officers:

For Against Abstain
6,925,002 500 0

Below are the voting results for the advisory vote on the frequency of future advisory votes on executive compensation. The stockholders approved, on an advisory basis, a frequency of every year for future votes on executive compensation:

Three Years Two Years One Year Abstain 2,849,533 400 3,400,572 675,000

In light of the stockholders' advisory vote on the frequency of future votes on executive compensation, on February 14, 2014, the Board of Directors of the Company decided to include a shareholder vote on the compensation of named executive officers in its proxy materials every three years until the next required vote on the frequency of shareholder votes on the compensation of executives.



Item 8.01. Other Items

On February 12, 2014, the Company received a letter from The Nasdaq Hearings Panel indicating that the Company had regained compliance with the requirement to hold an annual meeting of stockholders and, accordingly, our listing on The Nasdaq Capital Market would be continued.


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