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INFI > SEC Filings for INFI > Form 8-K on 10-Feb-2014All Recent SEC Filings




Temporary Suspension of Trading Under Registrant's Employee Benefi

Item 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans.

On February 7, 2014, Infinity Pharmaceuticals, Inc. (the "Company") received the notice required by Section 101(i)(2)(E) of the Employment Retirement Income Security Act of 1974, as amended, and on February 10, 2014 provided a notice to the Company's directors and executive officers informing them of a blackout period for the Infinity Pharmaceuticals, Inc. 401(k) Plan and Trust (the "Plan"). During the period expected to begin on March 14, 2014 and expected to end during the week of March 24, 2014 (the "Plan Blackout Period"), Plan participants will be unable to access their accounts to perform exchanges, make future investment elections, obtain a loan, obtain a distribution, or exercise rights otherwise available, including with respect to the Company stock fund. The blackout is required to transition to a new 401(k) Plan record keeper.

The notice was provided to directors and executive officers pursuant to
Section 306(a) of the Sarbanes-Oxley Act of 2002, and Section 104 of Regulation BTR under the Securities Exchange Act of 1934, as amended informing them that each of them is prohibited from, directly or indirectly, trading in the Company's securities acquired in connection with his or her service or employment as a director or executive officer. A copy of the notice is attached hereto as Exhibit 99.1 and incorporated herein by reference.

During the Plan Blackout Period and for a period of two years after the ending date of the Plan Blackout Period, stockholders or other interested parties may obtain, without charge, information about the actual beginning and ending dates of the Plan Blackout Period. The name, address and telephone number of the person designated by the Company to respond to inquiries about the Plan Blackout Period is:

Seth Tasker

Associate General Counsel

Infinity Pharmaceuticals, Inc.

780 Memorial Drive

Cambridge, Massachusetts 02139


Item 9.01. Financial Statements and Exhibits.

(d) The following exhibit is included in this report:

No. Description

99.1 Notice of 401(k) Plan Blackout Period

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