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SWS > SEC Filings for SWS > Form 8-K on 4-Feb-2014All Recent SEC Filings

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Form 8-K for SWS GROUP INC


4-Feb-2014

Other Events


Item 8.01 Other Events.

On February 3, 2014, SWS Group, Inc. ("SWS") issued a press release announcing that its Board of Directors has formed a Special Committee, comprised of independent directors not affiliated with Hilltop Holdings Inc. ("Hilltop") or Oak Hill Capital Partners, to review Hilltop's unsolicited acquisition proposal. The members of the Special Committee are Robert A. Buchholz, Tyree B. Miller and Joel T. Williams III.

There can be no assurance that a transaction with Hilltop or any other party will be approved or consummated. SWS does not intend to disclose developments regarding these matters unless and until a determination is made that disclosure is necessary or appropriate.

A copy of the press release is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

Item 9.01(d). Exhibits.

Exhibit 99.1 Press Release issued by SWS on February 3, 2014.


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