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NEWS > SEC Filings for NEWS > Form 8-K on 3-Feb-2014All Recent SEC Filings

Show all filings for NEWSTAR FINANCIAL, INC.

Form 8-K for NEWSTAR FINANCIAL, INC.


3-Feb-2014

Entry into a Material Definitive Agreement, Financial Statements and Exhi


Item 1.01 Entry into a Material Definitive Agreement.

On January 30, 2014, NewStar Commercial Lease Funding I, LLC ("NCLF") and NewStar Equipment Finance I, LLC ("NEF"), each a subsidiary of NewStar Financial, Inc. (the "Company") entered into the Third Amendment to Note Purchase Agreement (the "Third Amendment"), by and among NCLF as the borrower, NEF as the originator, Wells Fargo Bank, National Association as the lender, backup servicer and trustee, and Wells Fargo Securities, LLC as the deal agent, which amended the Note Purchase Agreement dated November 16, 2012, as amended on September 26, 2013 and on December 12, 2013 (the "Agreement").

The Third Amendment extends the provision for optional termination of the revolving period from March 17, 2014 to April 17, 2014, and extends the Turbo Event (as defined in the Agreement) from March 17, 2014 to April 17, 2014.

The foregoing description is only a summary of certain of the provisions of the Third Amendment and is qualified in its entirety by the Third Amendment, which is filed as Exhibit 10.1 to this Current Report on Form 8-K.



ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

10.1    Third Amendment to Note Purchase Agreement, dated as of January 30, 2014,
        by and among NewStar Commercial Lease Funding I, LLC, NewStar Equipment
        Finance I, LLC, Wells Fargo Bank, National Association and Wells Fargo
        Securities, LLC.


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