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FULL > SEC Filings for FULL > Form 8-K on 24-Jan-2014All Recent SEC Filings

Show all filings for FULL CIRCLE CAPITAL CORP | Request a Trial to NEW EDGAR Online Pro

Form 8-K for FULL CIRCLE CAPITAL CORP


24-Jan-2014

Submission of Matters to a Vote of Security Holders, Financial Statement


Item 5.07. Submission of Matters to a Vote of Security Holders

Annual Meeting of Shareholders

Full Circle Capital Corporation (the "Company") held its Annual Meeting of Shareholders on January 17, 2014 and submitted two matters to the vote of the shareholders. A summary of the matters voted upon by shareholders is set forth below.

1. Shareholders elected two nominees for director to serve for three-year terms to expire at the 2017 Annual Meeting of Shareholders and elected one nominee for director to serve for a two-year term to expire at the 2016 Annual Meeting of Shareholders based on the following votes:

                 Name            Votes For   Votes Withheld   Broker Non-Votes
        Mark C. Biderman         1,497,253      166,437          4,481,084
        (three-year term)
        Thomas A. Ortwein, Jr.   1,496,540      167,150          4,481,084
        (three-year term)
        Gregg J. Felton          1,493,373      170,317          4,481,084
        (two-year term)

2. Shareholders ratified the appointment of Rothstein, Kass & Company, P.C. as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2014 based on the following votes:

Votes For Votes Against Abstentions 6,003,733 85,735 55,306

Special Meeting of Shareholders

The Company also held a Special Meeting of Shareholders on January 17, 2014 and submitted one matter to the vote of the shareholders. A summary of the matter voted upon by shareholders is set forth below.

1. Shareholders approved the authorization of the Company, with the approval of its Board of Directors, to sell shares of its common stock at a price or prices below the Company's then current net asset value per share in one or more offerings on the following votes:

                     Votes For   Votes Against   Abstentions
 With Affiliates     2,875,766      874,580        90,153
Without Affiliates   2,862,258      874,580        84,133



Item 9.01 Financial Statements and Exhibits.

(a) Not applicable.

(b) Not applicable.

(c) Not applicable.

(d) Not applicable.

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