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CORR > SEC Filings for CORR > Form 8-K on 16-Jan-2014All Recent SEC Filings




Entry into a Material Definitive Agreement, Regulation FD Di

Item 1.01 Entry into a Material Definitive Agreement

On January 15, 2014, CorEnergy Infrastructure Trust, Inc. (the "Company") entered into an Underwriting Agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representative of the several underwriters named therein (the "Underwriters") relating to the issuance and sale of up to 7,475,000 shares of the Company's common stock, par value $0.001 per share, including 975,000 shares of common stock issuable to the Underwriters pursuant to an over-allotment option. The price to the public in the offering was $6.50 per share. The Company's total net proceeds from the offering, after deducting the underwriting discount and commission and other estimated offering expenses, will be approximately $42,250,000, excluding the over-allotment option. The offering is expected to close on or about January 21, 2014, subject to the satisfaction of customary closing conditions. The Underwriting Agreement contains customary representations, warranties and covenants by the Company. It also provides for customary conditions to closing, indemnification rights, other obligations of the parties thereto and termination provisions.

The offering was made pursuant to the Company's effective shelf registration statement on Form S-3 (Registration Statement No. 333-176944) and a prospectus supplement thereto.

The foregoing summary of the terms of the Underwriting Agreement are only a brief description of certain terms therein, do not purport to be a complete description of the rights and obligations of the parties thereunder, and are qualified in their entirety by the full Underwriting Agreement, a copy of which is attached hereto as Exhibit 1.1 and is incorporated herein by reference.

Item 7.01 Regulation FD Disclosure

On January 15, 2014, the Company issued a press release announcing the pricing of the offering. The press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

1.1 Underwriting Agreement dated January 15, 2014, by and between CorEnergy Infrastructure Trust, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representative of several underwriters named therein

5.1 Opinion of Venable LLP as to the legality of the registered securities

8.1 Opinion of Husch Blackwell LLP relating to tax matters

23.1 Consent of Venable LLP (included in Exhibit 5.1)

23.2 Consent of Husch Blackwell LLP (included in Exhibit 8.1)

99.1 Press Release dated January 15, 2014

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