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NWBO > SEC Filings for NWBO > Form 8-K on 27-Dec-2013All Recent SEC Filings




Change in Directors or Principal Officers, Submission of Matters to

Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

(e) At the 2013 annual meeting of stockholders of Northwest Biotherapeutics, Inc., our stockholders approved certain amendments to our Amended and Restated 2007 Stock Plan (the "Stock Plan"). A copy of the Stock Plan, as amended, is included in the definitive proxy statement for our 2013 annual meeting of stockholders, which was filed with the U.S. Securities and Exchange Commission on December 3, 2013.

Item 5.07. Submission of Matters to a Vote of Security Holders.

Our 2013 annual meeting of stockholders was held on December 20, 2013. At the meeting, our stockholders voted on three matters: amendments to the Company's Stock Plan, election of Dr. Alton Boynton as a Class I member of the Board of Directors, and appointment of the Company's independent registered public accounting firm.

The stockholders approved the amendments to our Stock Plan, based upon the following votes:

For Against Abstain Broker Non-Votes

19,713,292 2,780,832 190,275 8,955,911

The stockholders approved the election of Dr. Alton Boynton as a Class I Director for a term expiring at the annual meeting of stockholders in 2016, based upon the following votes:

Member For Witheld Broker Non-Votes

Dr. Alton Boynton 22,457,455 226,944 8,955,911

The stockholders ratified the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2013, based upon the following votes:

For Against Abstain Broker Non-Votes

31,400,402 179,983 59,925 0

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