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CBMX > SEC Filings for CBMX > Form 8-K on 23-Dec-2013All Recent SEC Filings

Show all filings for COMBIMATRIX CORP



Material Modification to Rights of Security Holders, Amendments to Articles of I

Item 3.03. Material Modification to Rights of Security Holders.

The information disclosed in Item 5.03 of this Current Report on Form 8-K is incorporated by reference into this Item 3.03.

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in
Fiscal Year.

On December 17, 2013, CombiMatrix Corporation (the "Company") filed with the Delaware Secretary of State a Certificate of Designation of Preferences, Rights and Limitations of Series D Convertible Preferred Stock, that created its new Series D Preferred Stock, authorized 12,000 shares of Series D Preferred Stock and designated the preferences, rights and limitations of the Series D Preferred Stock. The Series D Preferred Stock is non-voting (except to the extent required by law and except for certain consent rights relating to amending the certificate of designation), but ranks senior to the Common Stock with respect to distributions upon a deemed dissolution, liquidation or winding-up of the Company.

Item 8.01. Other Events.

On December 19, 2013, the Company completed a registered underwritten public offering (the "Offering") of an aggregate of 12,000 units, with each unit consisting of one share of Series D Preferred Stock and one Warrant to purchase 485.4369 shares of Common Stock. After completion of the Offering, the Company issued an aggregate of 3,740,994 shares of Common Stock upon conversions of Series D Preferred Stock by holders thereof. As a result of these issuances, the Company has 8,854,886 shares of Common Stock issued and outstanding.

Item 9.01. Financial Statements and Exhibits.

(a) Not Applicable.

(b) Not Applicable.

(c) Not Applicable.

(d) Exhibits.

3.1 Certificate of Designation of Preferences, Rights and Limitations of Series D Convertible Preferred Stock

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