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TNXP > SEC Filings for TNXP > Form 8-K on 13-Dec-2013All Recent SEC Filings

Show all filings for TONIX PHARMACEUTICALS HOLDING CORP.

Form 8-K for TONIX PHARMACEUTICALS HOLDING CORP.


13-Dec-2013

Unregistered Sale of Equity Securities


Item 3.02 Unregistered Sales of Equity Securities.

On December 3, 2013, Tonix Pharmaceuticals Holding Corp. (the "Company") issued an aggregate of 35,057 shares of its common stock, par value $0.001 per share ("Common Stock") to two investors upon the upon the exercise of warrants issued August 14, 2013 ("Warrants") for aggregate proceeds of approximately $149,000. The shares were issued pursuant to the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended.

On December 5, 2013, the Company issued an aggregate of 75,000 shares of Common Stock to two investors upon the exercise of Warrants for aggregate proceeds of $318,750. The shares were issued pursuant to the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended.

On December 6, 2013, the Company issued an aggregate of 69,000 shares of Common Stock to six investors upon the exercise of Warrants for aggregate proceeds of $293,250. The shares were issued pursuant to the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended.

On December 10, 2013, the Company issued an aggregate of 37,400 shares of Common Stock to seven investors upon the exercise of Warrants for aggregate proceeds of $158,950. The shares were issued pursuant to the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended.

On December 11, 2013, the Company issued an aggregate of 69,765 shares of Common Stock to 11 investors upon the exercise of Warrants for aggregate proceeds of approximately $296,501. The shares were issued pursuant to the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended.

On December 12, 2013, the Company issued an aggregate of 49,488 shares of Common Stock to 11 investors upon the exercise of Warrants for aggregate proceeds of $210,324. The shares were issued pursuant to the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended.

As of the close of business on December 12, 2013, the Company had 5,213,203 shares of Common Stock issued and outstanding.

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