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PNK > SEC Filings for PNK > Form 8-K on 4-Dec-2013All Recent SEC Filings

Show all filings for PINNACLE ENTERTAINMENT INC.

Form 8-K for PINNACLE ENTERTAINMENT INC.


4-Dec-2013

Temporary Suspension of Trading Under Registrant's Employee Benefit P


Item 5.04. Temporary Suspension of Trading Under Registrant's Employee Benefit
Plans.
Effective January 1, 2014, Pinnacle Entertainment, Inc. (the "Company") is restating the Pinnacle Entertainment, Inc. 401(k) Investment Plan (the "Plan") and changing the recordkeeper of the Plan from MassMutual Financial Group to Wells Fargo Institutional Retirement and Trust. As a result of the change of recordkeeper, there will be a "blackout period" imposed on participants under the Plan. During the blackout period, all participants under the Plan will be prevented from engaging in certain account transactions such as directing or diversifying investments in individual accounts, obtaining a loan, making a withdrawal or obtaining a distribution from the Plan. In addition, participants will be temporarily unable to engage in transactions in the Company's common stock fund. The blackout period will begin after 1:00 p.m. Eastern time on December 26, 2013 and is expected to end the week of January 12, 2014.

On December 4, 2013, the Company sent a notice to its directors and executive officers informing them of the blackout period, pursuant to Section 306 of the Sarbanes-Oxley Act of 2002 and Rule 104 of Regulation BTR. A copy of the notice is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference.

During the blackout period and for a period of two years after the ending date of the blackout period, a security holder or other interested person may obtain, without charge, the actual beginning and ending dates of the blackout period by submitting a request to: Pinnacle Entertainment, Inc., 8918 Spanish Ridge Avenue, Las Vegas, Nevada, Attn: Secretary, Telephone: 702-541-7777.




Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
Number    Description of Exhibit
 99.1     Notice delivered to directors and executive officers of Pinnacle
          Entertainment, Inc. on December 4, 2013


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