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SF > SEC Filings for SF > Form 8-K on 21-Nov-2013All Recent SEC Filings

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Form 8-K for STIFEL FINANCIAL CORP


21-Nov-2013

Regulation FD Disclosure, Financial Statements and Exhibits


Item 7.01 Regulation FD Disclosure.

On November 12, 2013, Stifel Financial Corp. (the "Company" or "Stifel") filed its Form 10-Q for the period ended September 30, 2013. As disclosed in the Form 10-Q, during the third quarter of 2013, the Company's Canadian subsidiary, Stifel Nicolaus Canada, Inc. ("SN Canada") ceased business operations. The results of SN Canada were previously reported in the Institutional Group segment. The results of SN Canada were classified as discontinued operations in the Company's Form 10-Q for the period ended September 30, 2013.

The Company is filing this Form 8-K to present its consolidated statement of operations to reflect the reclassification of SN Canada from continuing operations to discontinued operations. Tables reflecting the Company's previously reported consolidated statements of operations, the results of SN Canada, now shown as discontinued operations, and the consolidated statements of operations after the reclassification of SN Canada to discontinued operations for each of the last seven quarters in the period ended June 30, 2013 are included in Exhibit 99.1, which is incorporated by reference.

The supplemental financial information is being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.



Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number Description of Exhibit

99.1 Stifel Supplemental Financial Information.


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