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BYFC > SEC Filings for BYFC > Form 8-K on 6-Nov-2013All Recent SEC Filings

Show all filings for BROADWAY FINANCIAL CORP \DE\



Other Events, Financial Statements and Exhibits

Item 8.01 Other Events.

On October 30, 2013, Broadway Federal Bank, f.s.b. (the "Bank"), the wholly-owned banking subsidiary of Broadway Financial Corporation ("Company"), entered into a Consent Order with the Office of the Comptroller of the Currency (the "OCC"), which superseded the Order to Cease and Desist issued in September 2010 and a prior regulatory directive issued in the spring of 2010 to the Bank by the OCC's predecessor regulatory agency. The Consent Order was dated and effective as of October 30, 2013. A copy of the Consent Order is attached as Exhibit 99.1 to this report on Form 8-K.

The Company issued a press release announcing the execution of the Consent Order described above, a copy of which press release is attached as Exhibit 99.2 to this report on Form 8-K.

Item 9.01 Financial Statements and Exhibits.

99.1 Copy of Consent Order executed October 30, 2013

99.2 Press release dated November 5, 2013

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