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SUND > SEC Filings for SUND > Form 8-K on 24-Oct-2013All Recent SEC Filings

Show all filings for SUNDANCE STRATEGIES, INC.

Form 8-K for SUNDANCE STRATEGIES, INC.


24-Oct-2013

Change in Directors or Principal Officers, Financial Statements and Exh


Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

On October 21, 2013, we appointed Matthew G. Pearson as Chief Operating Officer.
Mr. Pearson is 47 years of age. There are no family relationships between Mr. Pearson and any director or executive officer of the Company. Mr. Pearson has 25 years experience in corporate finance, real estate brokerage and development.
He was a cofounding partner with EHI, LLC, which was established in August of 2009. EHI, LLC is a Life Settlement Securitization Company, which worked through an almost $1,000,000,000 securitization of a pool of life settlement policies. During his tenure at the company, Mr. Pearson managed every aspect of the company's business since inception, including transaction design and implementation, policy selection, ownership structure for the corporate entities to ensure appropriate tax treatment, to creation and consummation of agreements with 20 vendors required to structure and complete the bond offering tied to the securitization. From July, 2011, to his employment as COO with the Company, he was also a partner in Evolution Capital Partners, a company in the business of providing loans to small cap publicly-traded companies.

We are in the process of finalizing Mr. Pearson's Employment Agreement under which he will receive $12,500 in monthly compensation. Mr. Pearson's Employment Agreement will also include stock options to purchase 400,000 shares of our common stock at a price per share equal to the fair market value on the date of the grant, with vesting over a 36 month period, to be determined by the Board of Directors, and with vesting to be subject to continued employment.



Item 9.01 Financial Statements and Exhibits.

(a)

Exhibits.

Exhibit No.

Exhibit Description

Press Release dated October 24, 2013.

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