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ENV > SEC Filings for ENV > Form 8-K on 8-Oct-2013All Recent SEC Filings

Show all filings for ENVESTNET, INC.

Form 8-K for ENVESTNET, INC.


8-Oct-2013

Financial Statements and Exhibits


Item 9.01 Financial Statements and Exhibits.

(a) Financial statements of business acquired.

The following financial statements of WMS are being filed as exhibits to this amendment and are incorporated by reference herein:

Exhibit 99.1- Wealth Management Solutions unaudited abbreviated financial statements as of June 30, 2013 and December 31, 2012 and for the six months ended June 30, 2013 and 2012.

(b) Unaudited pro forma financial information.

The following pro forma financial information is being filed as an exhibit to this amendment and is incorporated by reference herein:

Exhibit 99.2 - Unaudited pro forma condensed combined financial statements and explanatory notes for Envestnet, Inc. as of June 30, 2013 and for the six months ended June 30, 2013.

Forward-Looking Statements

Information in this Current Report on Form 8-K, together with the exhibits attached hereto, contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 that involve risks and uncertainties, including, but not limited to, statements regarding the integration of Envestnet and WMS, the expected benefits and costs of the WMS acquisition; Envestnet's plans relating to the acquisition; the future financial and accounting impact of the acquisition; and any statements of expectation or belief or assumptions underlying any of the foregoing. Readers are cautioned that these forward-looking statements are only predictions and are subject to risks, uncertainties and assumptions that are difficult to predict. Factors that could cause actual results and the timing of certain events to differ materially from the forward-looking statements, include, but are not limited to, the possibility that the expected costs and benefits of the acquisition may not materialize as expected; the possibility that preliminary financial reporting estimates and assumptions may prove to be incorrect; the failure of Envestnet to successfully integrate the WMS business or realize synergies; conditions in the capital and financial markets, general economic conditions and other risks that are described in Envestnet's Annual Report on Form 10-K for the year ended December 31, 2012.


(c) Exhibits.

The following exhibits are filed as part of this Current Report on Form 8-K/A.

Exhibit
No. Description

99.1 Unaudited abbreviated financial statements of Wealth Management Solutions as of June 30, 2013 and December 31, 2012 and for the six months ended June 30, 2013 and 2012.

99.2 Unaudited pro forma condensed combined financial statements and explanatory notes for Envestnet, Inc. as of June 30, 2013 and for the six months ended June 30, 2013.


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