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DGSE > SEC Filings for DGSE > Form 8-K on 1-Oct-2013All Recent SEC Filings

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Other Events, Financial Statements and Exhibits

Item 8.01. Other Events.

On September 30, 2013, DGSE Companies, Inc. (the "Registrant") issued a press release announcing that the United States District Court for the Northern District of Texas (the "Court") has granted preliminary approval of the proposed settlement of class action and derivative litigation pending before the Court, in the two filed cases entitled Grant Barfuss, on behalf of himself and all others similarly situated vs. DGSE Companies, Inc.; L. S. Smith, John Benson and William Oyster (Civil Action No. 3:12-cv-3664), and Jason Farmer, Derivatively on Behalf of Nominal Defendant DGSE Companies, Inc., Plaintiff, v. William H. Oyster, James D. Clem, William Cordeiro, Craig Alan-Lee, David Rector, L. S. Smith, and John Benson, Defendants, and DGSE Companies, Inc., Nominal Defendant (Civil Action No. 3:12-cv-3850).

The proposed settlements are subject to final approvals of the Court and require the Registrant to provide a notice to shareholders of terms of the proposed settlement by causing the notice to be filed with the Securities and Exchange Commission on a Form 8-K and posting a link to the notice on the Registrant's investor relations website. The required notice is attached as Exhibit 99.1 hereto.

The Court has set a hearing date on final approval of the proposed settlement for October 21, 2013.

Item 9.01. Financial Statements and Exhibits.

d. Exhibits

99.1 Notice of Pendency and Proposed Settlement of Shareholder Derivative Action.

99.2 Press Release dated September 30, 2013.

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