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NEWS > SEC Filings for NEWS > Form 8-K on 27-Sep-2013All Recent SEC Filings

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Form 8-K for NEWSTAR FINANCIAL, INC.


27-Sep-2013

Entry into a Material Definitive Agreement, Creation of a Direct Financia


Item 1.01 Entry into a Material Definitive Agreement.

On September 26, 2013, NewStar Commercial Lease Funding I, LLC ("NCLF") and NewStar Equipment Finance I, LLC ("NEF"), each a subsidiary of NewStar Financial, Inc. (the "Company") entered into the First Amendment to Note Purchase Agreement (the "First Amendment"), by and among NCLF as the borrower, NEF as the originator, Wells Fargo Bank, National Association as the lender, backup servicer and trustee, and Wells Fargo Securities, LLC as the deal agent, which amended the Note Purchase Agreement dated November 16, 2012 (the "Agreement").

The First Amendment extends the provision for optional termination of the revolving period from November 12, 2013 to January 16, 2014, and extends the Turbo Event (as defined in the Agreement) from November 12, 2013 to January 16, 2014.

The foregoing description is only a summary of certain of the provisions of the First Amendment and is qualified in its entirety by the First Amendment, which is filed as Exhibit 10.1 to this Current Report on Form 8-K.



Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference.



ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

10.1 First Amendment to Note Purchase Agreement, dated as of September 26, 2013, by and among NewStar Commercial Lease Funding I, LLC, NewStar Equipment Finance I, LLC, Wells Fargo Bank, National Association and Wells Fargo Securities, LLC.


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