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MMC > SEC Filings for MMC > Form 8-K on 27-Sep-2013All Recent SEC Filings

Show all filings for MARSH & MCLENNAN COMPANIES, INC. | Request a Trial to NEW EDGAR Online Pro



Entry into a Material Definitive Agreement, Other Events, Financ

Item 1.01 Entry into a Material Definitive Agreement.

On September 24, 2013, Marsh & McLennan Companies, Inc. (the "Company") entered into an Underwriting Agreement (attached hereto as Exhibit 1.1 and incorporated herein by reference) with Goldman, Sachs & Co., HSBC Securities (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Deutsche Bank Securities Inc., as representatives of the several underwriters named therein (the "Underwriters"), pursuant to which the Underwriters agreed to purchase from the Company $250,000,000 aggregate principal amount of 2.55% senior notes due 2018 and $250,000,000 aggregate principal amount of 4.05% senior notes due 2023 (the "Notes").

The Notes are being offered and sold pursuant to the Company's effective shelf registration statement (the "Registration Statement") on Form S-3 (Registration No. 333-183214) under the Securities Act of 1933, as amended, filed with the Securities and Exchange Commission on August 10, 2012, and a prospectus supplement dated September 24, 2013.

The Notes are expected to be issued on September 27, 2013, subject to certain customary conditions. The Notes will be issued pursuant to the Indenture dated July 15, 2011, by and among the Company and The Bank of New York Mellon, as trustee (the "Trustee"), filed as Exhibit 4.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 2011, to be supplemented by a Third Supplemental Indenture by and among the Company and the Trustee (attached hereto as Exhibit 4.1 and incorporated herein by reference).

Item 8.01 Other Events

On September 24, 2013, the Company issued a press release announcing the pricing of the Notes. A copy of the press release is attached hereto as Exhibit 99.1.

A copy of the opinion of Davis Polk & Wardwell LLP, counsel to the Company, relating to the legality of the Notes is filed as Exhibit 5.1 hereto.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

1.1 Underwriting Agreement, dated September 24, 2013, among Marsh & McLennan Companies, Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., Merrill

        Lynch, Pierce, Fenner & Smith Incorporated and Deutsche Bank Securities
        Inc., as representatives of the several Underwriters named therein.

 4.1    Form of Third Supplemental Indenture between Marsh & McLennan Companies,
        Inc. and The Bank of New York Mellon, as trustee.

 4.2    Form of Notes (included as exhibits to Exhibit 4.1 above).

 5.1    Opinion of Davis Polk & Wardwell LLP.

23.1    Consent of Davis Polk & Wardwell LLP (included in Exhibit 5.1 above).

99.1    Press release issued by Marsh & McLennan Companies, Inc. on September 24,

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