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TRIT > SEC Filings for TRIT > Form 8-K on 24-Sep-2013All Recent SEC Filings

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Form 8-K for TRI-TECH HOLDING, INC.


24-Sep-2013

Change in Directors or Principal Officers, Financial Statements and Exhibi


ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.

Items 5.02(b) and 5.02(c)

Effective September 18, 2013, the Registrant announced the changes of roles for several officers within the company based on a unanimous vote by the Nominating Committee and Board of Directors. The following table lists the positions held by each individual before and after September 18, 2013. All of the changes were effective on September 18, 2013. Mr. Dong will receive a salary of $180,000, and Mr. Fan will receive a salary of $200,000.

Name           Prior Positions                      New Positions
Gavin Cheng    Member of Board of Directors and     Member of Board of Directors
               Chief Executive Officer
               (Principal Executive Officer)
Peter Dong     Chief Operating Officer              Chief Financial Officer
               (Principal Operating Officer) and    (Principal Financial and
               Member of Board of Directors         Accounting Officer), Chief
                                                    Operating Officer (Principal
                                                    Operating Officer) and Member of
                                                    Board of Directors
Phil Fan       Chief Financial Officer              Chief Executive Officer
               (Principal Financial and             (Principal Executive Officer) and
               Accounting Officer), Member of       Member of Board of Directors
               Board of Directors and President
               of international
               subsidiaries/affiliates (Tri-Tech
               Infrastructure, LLC in the US,
               Tri-Tech Infrastructure (India)
               Pvt. Ltd. and Tri-Tech India Pvt.
               Ltd.)

Phil Fan

Chief Executive Officer and Director

Age - 48

Director since 2010

Mr. Fan is our Chief Executive Officer. He was previously Chief Financial Officer, president of our international subsidiaries and affiliates (Tri-Tech Infrastructure, LLC in the US, Tri-Tech Infrastructure (India) Pvt. Ltd. and Tri-Tech India Pvt. Ltd.) and president of our company. Mr. Fan was one of the founders of our company in 2003. Prior to founding our company, Mr. Fan provided technical, engineering and management services in several U.S. engineering firms, including Black and Veatch, Parsons Brinckerhoff, Inc. and Chastain-Skillman, Inc. From 2003 through 2005, Mr. Fan was the Asia Regional Sales Manager for Met-Pro Corporation. Mr. Fan earned his bachelor's and master's degrees in environmental engineering from Hunan University and a master's degree in civil engineering from Louisiana State University. Mr. Fan has been a registered professional engineer (inactive) in the United States since 2001. Mr. Fan has studied accounting and finance at DeVry University's Keller Graduate School of Management and Northwestern University's Kellogg School of Management. Mr. Fan has been chosen as a director because he is one of the founders of our company and a key member of our management team with extensive engineering and management and financial experience.

Peter Dong

Chief Financial Officer, Chief Operating Officer and Director

Age - 45

Director since 2010

Mr. Dong is our Chief Financial Officer and Chief Operating Officer. Mr. Dong was our CFO from 2006 through his appointment as Chief Operating Officer in 2012. From 2001 through 2005, Mr. Dong was the Director of South West Securities Company and Wan Lian Securities Company. From 1994 to 2000, Mr. Dong was director of the equity department and asset management department of SinoChem. From 1991 through 1993, Mr. Dong engaged in research and development of large testing and controlling systems at Beijing Test Control Technology Institute of Aeronautics Ministry. Mr. Dong has over 22 years of investment, financing and management experience in the technology and securities industries in China. Mr. Dong earned his bachelor's degree in computer science from Nanjing University of Aeronautics and Astronautics and his master's degree in economics from Renmin University of China. Mr. Dong was chosen as a director because of his financial experience and because he is an experienced member of our management team with an in-depth awareness of our financial capabilities.



ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits.

99.1 Press release dated September 18, 2013 titled "Tri-Tech Holding Announces Management Changes."

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

TRI-TECH HOLDING INC.

By: /s/ Phil Fan
Name: Phil Fan
Its: Chief Executive Officer

Dated: September 23, 2013

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