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GIGA > SEC Filings for GIGA > Form 8-K on 23-Sep-2013All Recent SEC Filings

Show all filings for GIGA TRONICS INC

Form 8-K for GIGA TRONICS INC


23-Sep-2013

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

On September 18, 2013, Giga-tronics Incorporated (the "Company") held its annual meeting of shareholders. There were issued and outstanding on July 22, 2013, the record date for the meeting, 5,059,747 shares of Common Stock and an aggregate of 18,533.51 shares of Convertible Voting Perpetual Preferred Stock eligible to vote. The Convertible Voting Perpetual Preferred Stock, all of which is held by Alara Capital AVI II, LLC, entitles the holder to vote with holders of the Common Stock at the rate of 100 votes per share.

Holders of a total of 4,258,709 (84.17%) shares of Common Stock and 18,533.51 (100%) shares of Convertible Voting Perpetual Preferred Stock were present at the meeting in person or represented by proxy.

All proposals passed, with the votes listed below.

1. Elect seven directors to the Company's Board of Directors for the ensuing year:

                                                              Abstentions and
Election of Directors   Votes For*       Votes Withheld       Broker Nonvotes
Gordon L. Almquist        2,768,862           441,716             3,702,520
James A. Cole             2,706,732           503,846             3,702,520
Garrett A. Garrettson     2,698,636           511,942             3,702,520
Kenneth A. Harvey         2,760,716           449,862             3,702,520
Lutz P. Henckels          2,757,375           453,203             3,702,520
John R. Regazzi           2,709,182           501,396             3,702,520
William J. Thompson       2,759,725           450,853             3,702,520

* Totals include 1,853,351 votes represented by 18,533.51 shares of the Company's Convertible Voting Perpetual Preferred Stock.

The foregoing proposal passed; all nominees have been elected as Directors for the ensuing year.

2. Ratify the appointment of Crowe Horwath, LLP as independent certified public accountants for the fiscal year ending March 30, 2014:

Votes For* Against Abstain 5,941,756 164,553 6,278

* Total includes 1,853,351 votes represented by 18,533.51 shares of the Company's Convertible Voting Perpetual Preferred Stock.

The foregoing proposal has been approved.

No other matters were presented for approval.


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