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LLEN > SEC Filings for LLEN > Form 8-K on 19-Sep-2013All Recent SEC Filings

Show all filings for L & L ENERGY, INC.

Form 8-K for L & L ENERGY, INC.


Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders.

On September 16, 2013, L & L Energy, Inc. (the "Company") held its 2013 Annual Meeting of Shareholders ("Annual Meeting") at the Company's principle executive offices in Seattle. Quorum was met at the meeting. Proxies for the meeting were solicited pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and there was no solicitation in opposition to the board's solicitation. At the meeting, the shareholders voted overwhelmingly in favor of the following five proposals and cast their votes, which was tabulated by Broadridge Financial Solutions, an independent third party proxy agency, as described below:

Proposal 1

The individuals listed below were elected at the Annual Meeting to serve as directors of the Company until the next annual meeting of shareholders, or until their successors are duly elected and qualified or until their earlier resignation or removal.

     Name          For     % Voted For Withheld Broker Non-Votes
  Dickson Lee   11,380,999   98.58%    164,208     14,289,145
  Syd S. Peng   11,344,164   98.26%    201,043     14,289,145
 Jingcai Yang   11,343,759   98.26%    201,448     14,289,145
 Mohan Datwani  11,104,767   96.19%    440,440     14,289,145
 Joseph Borich  11,195,085   96.97%    350,122     14,289,145

James Schaeffer 11,176,310 96.80% 368,897 14,289,145

Proposal 2

The Company's 2013 Stock Incentive Plan was approved.

For % Voted For Against Abstain Broker Non-Votes 10,623,013 92.01% 781,860 140,334 14,289,145

Proposal 3

A non-binding, advisory resolution to approve executive compensation, as described in the proxy materials. This proposal was approved.

For % Voted For Against Abstain Broker Non-Votes 11,040,470 95.62% 366,033 138,704 14,289,145

Proposal 4

The appointment of Kabani & Company, Inc. as the Company's independent registered public accounting firm for the year ending April 30, 2013 was approved.

For % Voted For Against Abstain Broker Non-Votes 24,754,229 95.81% 786,676 293,447 0

Proposal 5

The appointment of KPMG (Taiwan) was the Company's independent public accounting firm for its Taiwan Depository Receipt application was approved.

For % Voted For Against Abstain Broker Non-Votes 25,414,200 98.37% 264,667 155,485 0

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