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SIEB > SEC Filings for SIEB > Form 8-K on 18-Sep-2013All Recent SEC Filings

Show all filings for SIEBERT FINANCIAL CORP



Change in Directors or Principal Officers, Other Events, Financial Stateme

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

Siebert Financial Corporation has appointed Suzanne Shank as Acting Chief Executive Officer of the corporation and its wholly owned subsidiary, the discount broker/dealer and institutional investment bank, Muriel Siebert & Co., Inc., effective September 16, 2013. Ms. Shank will also continue to spend approximately half of her time in her role as President and Chief Executive Officer of the municipal finance firm Siebert, Brandford, Shank & Co., L.L.C., which she co-founded with Muriel F. Siebert and Napoleon Brandford in 1996. Muriel Siebert & Co., Inc. owns 49% of Siebert, Brandford, Shank & Co., L.L.C. and the remaining 51% is owned by Mr. Brandford and Ms. Shank. Ms. Shank, age 51, has been President and Chief Executive Officer of Siebert, Brandford, Shank & Co., L.L.C. since its formation in 1996. Ms. Shank will receive an annual salary from Siebert Financial Corporation equal to $250,000.

Item 8.01 Other Events.

Siebert Financial Corporation board of directors has named current board members Jane H. Macon as the board's chairwoman and Robert Mazzarella as the board's vice chairman.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

99.1 Press Release dated September 12, 2013.

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