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UMBF > SEC Filings for UMBF > Form 8-K on 16-Sep-2013All Recent SEC Filings

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Other Events, Financial Statements and Exhibits

Item 8.01 Other Events.

On September 16, 2013, UMB Financial Corporation (the "Company") completed the issuance and sale of 3,900,000 shares of the Company's common stock, $1.00 par value per share (the "Common Shares"), pursuant to an underwriting agreement, dated September 10, 2013 (the " Underwriting Agreement"), between the Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), for itself and as representative of the other underwriter named therein. The Common Shares were offered and sold under a prospectus supplement and related prospectus filed with the Securities and Exchange Commission ("SEC") pursuant to the Company's Registration Statement on Form S-3 (Registration No. 333-188082) (the "Registration Statement"). The underwriters have the option to purchase up to an additional 585,000 Common Shares within 30 days of September 10, 2013. The Underwriting Agreement contains various representations, warranties, conditions to closing, indemnification rights and obligations and termination provisions. The description of the Underwriting Agreement set forth above is qualified in its entirety by reference to the Underwriting Agreement, a copy of which is filed as Exhibit 1.1 to this Current Report on Form 8-K and incorporated herein by reference. In connection with this offering, the legal opinion as to the legality of the Common Shares is being filed as Exhibit 5.1 of this Current Report on Form 8-K.

Item 9.01 Financial Statements and Exhibits.

No.                                       Description

 1.1         Underwriting Agreement, dated September 10, 2013, between the Company
             and Merrill Lynch, Pierce, Fenner & Smith Incorporated, for itself and
             as representative of the other underwriter named therein.

 5.1         Opinion of Stinson Morrison Hecker LLP as to the legality of the
             Common Shares.

23.1         Consent of Stinson Morrison Hecker LLP to the filing of Exhibit 5.1
             (included in Exhibit 5.1).

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