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BYFC > SEC Filings for BYFC > Form 8-K on 16-Sep-2013All Recent SEC Filings

Show all filings for BROADWAY FINANCIAL CORP \DE\



Other Events, Financial Statements and Exhibits

Item 8.01 Other Events.

On January 3, 2013, Broadway Financial Corporation (the "Company") was notified by the Nasdaq Stock Exchange that the trading price of the Company's common stock was not in compliance with the $1.00 per share minimum bid requirement for continued listing of the common stock set forth in Nasdaq Marketplace Rule 5550(a)(2). On September 16, 2013, the Company received a letter from Nasdaq confirming that the Company has regained compliance with Nasdaq Marketplace Rule 5550(a)(2) and the matter is now closed.

Item 9.01 Financial Statements and Exhibits.

99.1 Nasdaq letter dated September 16, 2013

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