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NGVC > SEC Filings for NGVC > Form 8-K on 12-Sep-2013All Recent SEC Filings

Show all filings for NATURAL GROCERS BY VITAMIN COTTAGE, INC. | Request a Trial to NEW EDGAR Online Pro



Other Events

Item 8.01 Other Events

On September 6, 2013, Sandra Buffa, Chief Financial Officer of Natural Grocers by Vitamin Cottage, Inc. (the "Company"), established a new trading plan (the "Plan") in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The rule permits an individual who is not then in possession of material nonpublic information to establish a prearranged plan to buy or sell stock under specified conditions, regardless of any subsequent material nonpublic information.

Under the Plan, Ms. Buffa intends to sell up to a specific number of shares of the Company's common stock beginning September 20, 2013 and continuing from time to time until the earlier of December 31, 2014 or until all shares have been sold, subject to the market price of our common stock. This process will facilitate the orderly sale of that stock for personal financial planning purposes with the goal of minimizing any market impact and avoiding any concerns about the timing of the transactions.

The Plan was adopted during the Company's unrestricted trading window, and was approved by a compliance officer in accordance with the Company's Insider Trading Policy. Any transactions made under the Plan will be disclosed on Form 4 filings with the Securities and Exchange Commission.

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