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CUBI > SEC Filings for CUBI > Form 8-K on 29-Aug-2013All Recent SEC Filings

Show all filings for CUSTOMERS BANCORP, INC. | Request a Trial to NEW EDGAR Online Pro

Form 8-K for CUSTOMERS BANCORP, INC.


29-Aug-2013

Entry into a Material Definitive Agreement, Creation of a Direct Financia


Item 1.01 Entry into a Material Definitive Agreement

On August 27, 2013, in connection with the exercise by the underwriters of their over-allotment option in the Customers Bancorp, Inc. (the "Company") offering of 6.375% Senior Notes due 2018 ("Notes"), the Company and Wilmington Trust Company, National Association, as trustee (the "Trustee"), entered into an amendment ("Amendment") to that certain First Supplemental Indenture, dated as of July 30, 2013, between the Company and the Trustee (the "Supplemental Indenture"). The Amendment authorized the issuance of an additional $8,250,000 in aggregate principal amount of Notes under the Indenture, dated as of July 30, 2013, between the Company and the Trustee, as supplemented by the Supplemental Indenture. All other terms and provisions of the Supplemental Indenture remain in full force and effect.

Also in connection with the exercise by the underwriters of their over-allotment option, the Company issued a Global Note in aggregate principal amount of $8,250,000 ("Global Note").

Copies of the Amendment and the Global Note are attached hereto as Exhibits 4.1 and 4.2, respectively, and are incorporated herein by reference. The descriptions of the Amendment and the Global Note in this Current Report are summaries and are qualified in their entirety by the terms of the Amendment and the Global Note.

The offering of the Notes was made pursuant to the Company's effective registration statement on Form S-3 (Registration Statement No. 333-188040) previously filed with the SEC, including the prospectus contained therein, and the preliminary prospectus supplement dated July 22, 2013 and final prospectus supplement dated July 24, 2013 filed by the Company with the SEC relating to the offering.



Item 2.03 Creation of a Direct Financial Obligation or an Obligation
under an Off-Balance Sheet Arrangement of a Registrant.

The information required by this Item 2.03 relating to the Notes and the Amendment is contained in Item 1.01 above and is incorporated herein by reference.



Item 9.01 Financial Statements and Exhibits

(d) Exhibits.

Exhibit
No. Description

4.1 Amendment to First Supplemental Indenture, dated August 27, 2013, by and between Customers Bancorp, Inc. and Wilmington Trust Company, National Association, as trustee.

4.2 Global Note in Aggregate Principal Amount of $8,250,000


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