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CLMS > SEC Filings for CLMS > Form 8-K on 29-Aug-2013All Recent SEC Filings

Show all filings for CALAMOS ASSET MANAGEMENT, INC. /DE/ | Request a Trial to NEW EDGAR Online Pro

Form 8-K for CALAMOS ASSET MANAGEMENT, INC. /DE/


29-Aug-2013

Change in Directors or Principal Officers, Financial Statemen


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) On August 29, 2013, the Company announced the planned departure of James J. Boyne, President and Chief Operating Officer of Calamos Asset Management, Inc. ("Corporation"), effective September 30, 2013. A copy of the Corporation's press release regarding Mr. Boyne's departure is filed as Exhibit 99.1 to this Form 8-K and incorporated herein.

(e) The Corporation and Mr. Boyne entered into a Separation Agreement on August 29, 2013. Under the Separation Agreement, Mr. Boyne reaffirmed his obligations under the Company's Confidentiality and Restrictive Covenants Agreement, agreed to enhanced non-competition restrictions through September 30, 2014 and agreed to the cancellation of all of his outstanding equity awards. Provided he complies with the Separation Agreement, Mr. Boyne will receive four special, quarterly payments of $535,191.75 each.

The foregoing description of the Separation Agreement does not purport to be complete and is qualified in its entirety by the terms and conditions of the Separation Agreement, a copy of which will be filed as an exhibit to the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2013.



Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

99.1 Press release issued by the Corporation on August 29, 2013 regarding Mr. Boyne's departure.


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