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SAEX > SEC Filings for SAEX > Form 8-K on 27-Aug-2013All Recent SEC Filings




Notice of Delisting or Failure to Satisfy a Continued Listing Rule o

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On August 20, 2013, SAExploration Holdings, Inc. (the "Company") received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC ("Nasdaq") stating that the Company is no longer in compliance with Nasdaq Listing Rule 5250(c)(1), due to the Company's failure to timely file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2013 (the "Form 10-Q") with the Securities and Exchange Commission. The Company received the letter after its Chief Financial Officer and General Counsel contacted Nasdaq on August 20, 2013, to give notice of the Company's failure to timely file the Form 10-Q. The Company was not able to timely file its Form 10-Q for the quarter ended June 30, 2013 because of the time involved in restating its financial statements for the quarter ended March 31, 2013, as previously disclosed in the Company's Form 8-K filed with the Securities and Exchange Commission on August 20, 2013.

Pursuant to the letter, the Company is required to submit to Nasdaq a plan to regain compliance with Nasdaq's continued listing standards no later than October 20, 2013. The Company intends to file the Form 10-Q on or about August 27, 2013, in advance of the due date for the plan.

On August 26, 2013, the Company issued a press release announcing the receipt of the Nasdaq letter, a copy of which is attached hereto as Exhibit 99.1.

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