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NEWS > SEC Filings for NEWS > Form 8-K on 21-Aug-2013All Recent SEC Filings

Show all filings for NEWSTAR FINANCIAL, INC.

Form 8-K for NEWSTAR FINANCIAL, INC.


21-Aug-2013

Entry into a Material Definitive Agreement, Creation of a Direct Financia


Item 1.01 Entry into a Material Definitive Agreement.

On August 20, 2013, NewStar Financial, Inc. (the "Company") entered into the Third Amendment to Revolving Credit and Security Agreement (the "Third Amendment"), by and among NewStar Commercial Loan Funding 2012-1 LLC, as borrower, Versailles Assets LLC, as lender, NATIXIS, New York Branch, as administrative agent, and the Company, as collateral servicer and originator, which amended the Revolving Credit and Security Agreement dated February 16, 2012 as amended by the First Amendment to Revolving Credit and Security Agreement dated as of July 26, 2012,and as further amended by the Second Amendment to the Revolving Credit and Security Agreement dated as of May 17, 2013.

The Third Amendment increases the size of the existing credit facility to $175,000,000 from $150,000,000, and extends the reinvestment period to and excluding the earliest of (i) September 30, 2013 or (ii) the closing date of a collateralized loan obligation transaction pursuant to the engagement letter dated September 23, 2011, as amended by the letter agreement dated June 14, 2013, between the Company and NATIXIS.

The foregoing description is only a summary of certain of the provisions of the Agreement and is qualified in its entirety by the Agreement, which is filed as Exhibit 10.1 to this Current Report on Form 8-K.



Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-BalanceSheet Arrangement of a Registrant.

The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference.



ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

10.1    Third Amendment to Revolving Credit and Security Agreement, dated as of
        August 20, 2013, by and among NewStar Financial, Inc., NewStar Commercial
        Loan Funding 2012-1 LLC, Versailles Assets LLC, and NATIXIS, New York
        Branch.


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