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NEWT > SEC Filings for NEWT > Form 8-K on 8-Aug-2013All Recent SEC Filings




Submission of Matters to a Vote of Security Holders, Regulation FD

Item 5.07. Submission of Matters to a Vote of Security Holders.

Newtek Business Services, Inc (the "Company") held its Annual Meeting of Shareholders on June 18, 2013 (the "Annual Meeting"). A total of 33,165,108 Common Shares were present or represented by proxy at the meeting, or 90.5% of the outstanding Common Shares. Proposals I and II were approved. The proposals below are described in detail in the Company's definitive proxy statement, dated May 28, 2013, for its 2013 Annual Meeting. The Company's shareholders cast their votes for each of the two proposals as follows:

Proposal I: To elect four directors of the Company to serve on the Board of Directors until the Company's Annual Meeting of Shareholders in 2014:

       Director              Votes For       Votes Withheld       Broker Non-Votes
       David C. Beck          18,278,530              70,194             14,816,384
       Sam Kirschner          18,251,480              67,244             14,816,384
       Salvatore F. Mulia     18,279,480              69,244             14,816,384
       Barry Sloane           18,296,980              51,744             14,816,384

Proposal II: To ratify the appointment of McGladrey LLP as the Company's independent registered accounting firm (independent auditors) for the year ended December 31, 2013:

Votes For Votes Against Abstentions Broker Non-Votes 33,083,983 6,730 74,395 0

Item 7.01 Regulation FD Disclosure.

The Company also held a conference call on August 6, 2013 to discuss the matters set forth in the press release entitled "Newtek Business Services, Inc. Reports 67% Increase in Second Quarter 2013 Diluted EPS to $0.05; Second Quarter 2013 Total Operating Revenues Up 14.5% to $37 Million; Company Reaffirms 2013 Guidance; Expects 20% Growth in Diluted Earnings Per Share in 2013" (the "Press Release"), a copy of which was furnished as Exhibit 99.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 6, 2013 and is incorporated by reference herein. In conjunction with the call, the Company distributed an investor presentation, a copy of which is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The presentation is also available on the Company's investor relations website at

The information contained in this Current Report, including the Press Release and Exhibit 99.1 attached hereto, shall not be deemed "filed" for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any registration statement pursuant to the Securities Act of 1933, as amended.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

      Number    Description

      99.1      Investor Presentation for Conference Call on August 6, 2013.

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