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SRNE > SEC Filings for SRNE > Form 8-K on 1-Aug-2013All Recent SEC Filings

Show all filings for SORRENTO THERAPEUTICS, INC.



Amendments to Articles of Inc. or Bylaws; Change in Fiscal Year, Othe

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On July 30, 2013, Sorrento Therapeutics, Inc. (the "Company") filed a Certificate of Amendment to its Restated Certificate of Incorporation with the Secretary of State of Delaware, pursuant to which the Company effected a one-for-twenty five reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). The Reverse Stock Split will not change the number of authorized shares of the Company's common stock. A copy of the Certificate of Amendment is attached hereto as Exhibit 3.1.

Item 8.01 Other Events.

On August 1, 2013, the Company issued a press release announcing the Reverse Stock Split. A copy of the press release is attached hereto as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

Exhibit No.        Description

3.1                Certificate of Amendment of the Restated Certificate of
                   Incorporation of Sorrento Therapeutics, Inc.

99.1               Press Release issued August 1, 2013

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