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MVC > SEC Filings for MVC > Form 8-K on 29-Jul-2013All Recent SEC Filings

Show all filings for MVC CAPITAL, INC.

Form 8-K for MVC CAPITAL, INC.


29-Jul-2013

Change in Directors or Principal Officers, Regulation FD Disclosure, Financial


ITEM 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On July 23, 2013, the Board of Directors of MVC Capital, Inc. (the "Company") accepted the resignation of Peter Seidenberg as Chief Financial Officer of the Company, effective November 1, 2013, and appointed Scott Schuenke as Chief Financial Officer, effective November 1, 2013. Mr. Seidenberg will remain at the Company as a senior investment professional.

Mr. Schuenke, age 33, currently serves as the Company's Chief Compliance Officer and as Controller and Chief Compliance Officer of the Company's investment adviser, The Tokarz Group Advisers LLC. He also serves on the boards of Vestal Manufacturing Enterprises, Inc. and NPWT Corporation, portfolio companies of the Company. Prior to joining the Company in June 2004, Mr. Schuenke served as a compliance officer with U.S. Bancorp Fund Services, LLC, from 2002 until he joined the Company in 2004. He also served as the secretary of The Mexico Equity & Income Fund, Inc. and assistant secretary of Tortoise Energy Infrastructure Corporation during his tenure at U.S. Bancorp Fund Services, LLC.
Mr. Schuenke is a Certified Public Accountant.



Item 7.01 Regulation FD Disclosure.

On July 29, 2013, the Company issued a press release announcing the above changes. The text of the press release is included with this report as Exhibit 99.1.

The information furnished in this report is not deemed "filed" for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing under the Securities Act of 1933, as amended.




ITEM 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No. Description
99.1 Press Release dated July 29, 2013.


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