Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
SCHW > SEC Filings for SCHW > Form 8-K on 25-Jul-2013All Recent SEC Filings

Show all filings for SCHWAB CHARLES CORP | Request a Trial to NEW EDGAR Online Pro

Form 8-K for SCHWAB CHARLES CORP


25-Jul-2013

Other Events, Financial Statements and Exhibits


Item 8.01 Other Events

On July 22, 2013, The Charles Schwab Corporation (the "Company") agreed to sell $275,000,000 aggregate principal amount of 2.20% Senior Notes due 2018 (the "Notes") pursuant to an Underwriting Agreement, dated July 22, 2013 (the "Underwriting Agreement"), among the Company and Credit Suisse Securities (USA) LLC and J.P. Morgan Securities LLC, as representatives of the several underwriters named therein. The offering of the Notes (the "Offering") was consummated on July 25, 2013. The Notes were issued under a Senior Indenture, dated as of June 5, 2009 (the "Senior Indenture"), between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee, as supplemented by the Fifth Supplemental Indenture, dated as of July 25, 2013 ("Fifth Supplemental Indenture"). The Offering was made pursuant to a Prospectus dated December 15, 2011, and a Prospectus Supplement dated July 22, 2013, filed pursuant to the Company's Shelf Registration Statement on Form S-3 (File No. 333-178525).

Copies of the Underwriting Agreement, Fifth Supplemental Indenture and the form of 2.20% Senior Note due 2018 are attached as Exhibits 1.1, 4.31 and 4.32, respectively, to this Report on Form 8-K and are incorporated herein by reference. A copy of the legal opinion delivered in connection with the transactions described above is attached as Exhibit 5.1 to this Report on Form 8-K.



Item 9.01 Financial Statements and Exhibits

(d) Exhibits

 1.1     Underwriting Agreement, dated July 22, 2013, among the Company and Credit
         Suisse Securities (USA) LLC and J.P. Morgan Securities LLC, as
         representatives of the several underwriters named therein.

 4.31    Fifth Supplemental Indenture, dated as of July 25, 2013, between the
         Company and The Bank of New York Mellon Trust Company, N.A.

 4.32    Form of 2.20% Senior Note due 2018 (included in Exhibit 4.31).

 5.1     Opinion of Arnold & Porter LLP, dated July 25, 2013.

23.1     Consent of Arnold & Porter LLP, dated July 25, 2013 (included in Exhibit
         5.1).


  Add SCHW to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for SCHW - All Recent SEC Filings
Sign Up for a Free Trial to the NEW EDGAR Online Pro
Detailed SEC, Financial, Ownership and Offering Data on over 12,000 U.S. Public Companies.
Actionable and easy-to-use with searching, alerting, downloading and more.
Request a Trial      Sign Up Now


Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.