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NBS > SEC Filings for NBS > Form 8-K on 23-Jul-2013All Recent SEC Filings

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Form 8-K for NEOSTEM, INC.


23-Jul-2013

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Tra


Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On July 23, 2013, NeoStem, Inc. (the "Company") provided written notice to the NYSE MKT LLC (the "NYSE MKT") that the Company intends to transfer the listing of the Company's common stock from the NYSE MKT to The NASDAQ Capital Market, and withdraw the listing and registration of the common stock from the NYSE MKT. The common stock has been authorized for listing on The NASDAQ Capital Market. The Company expects that its common stock will cease trading on the NYSE MKT at the close of business on or about August 2, 2013, and will begin trading on The NASDAQ Capital Market on or about August 5, 2013, where the common stock will continue to trade under the ticker symbol "NBS".



Item 8.01. Other Events.

On July 23, 2013, the Company issued a press release announcing the intended transfer of the listing of the Company's common stock to The NASDAQ Capital Market, as described above. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.



Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

The following exhibits are filed with this Current Report on Form 8-K:
Exhibit 99.1 Press Release of NeoStem, Inc. dated July 23, 2013.


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