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UPI > SEC Filings for UPI > Form 8-K on 3-Jul-2013All Recent SEC Filings

Show all filings for UROPLASTY INC



Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Tra

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On July 2, 2013, Uroplasty, Inc. (the "Company") received a deficiency letter from The Nasdaq Stock Market LLC (the "NASDAQ") indicating that the NASDAQ has determined that the Company is not in compliance with Section 5250(c)(1) of the NASDAQ's Listing Rules because its Annual Report on Form 10-K for the year ended March 31, 2013 (the "Annual Report") was not filed on a timely basis with the Securities and Exchange Commission. The NASDAQ requires the Company to submit a plan to regain compliance within 60 days of the letter or be subject to delisting proceedings. The Company intends to file its Annual Report well in advance of such 60 days and be in full compliance prior to the due date of the plan.

On July 3, 2013, the Company issued a press release announcing the receipt of the deficiency letter. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

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