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HRZN > SEC Filings for HRZN > Form 8-K on 28-Jun-2013All Recent SEC Filings




Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders.

On June 28, 2013, Horizon Technology Finance Corporation (the "Company") reconvened and held a special meeting of stockholders originally convened and adjourned on June 14, 2013 (the "Special Meeting"). At the Special Meeting, the Company's stockholders considered a proposal to authorize the Company, with the approval of the Board of Directors, to sell shares of its common stock during the next 12 months, at a price below its then current net asset value per share, in one or more offerings, subject to certain conditions as set forth in the proxy statement. The proposal is described in detail in the Company's definitive proxy statement for the Special Meeting as filed with the Securities and Exchange Commission on May 2, 2013. As of April 16, 2013, the record date for the Special Meeting, 9,578,312 shares of common stock were eligible to vote. The Company's stockholders approved the proposal pursuant to the voting results set forth below:

                                            For              Against            Abstain
All Votes Cast                              4,558,160            866,365            155,571

All Votes Cast Excluding Votes Cast
by Affiliates                               3,218,699            866,365            155,571

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