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ATEC > SEC Filings for ATEC > Form 8-K on 27-Jun-2013All Recent SEC Filings

Show all filings for ALPHATEC HOLDINGS, INC.

Form 8-K for ALPHATEC HOLDINGS, INC.


27-Jun-2013

Submission of Matters to a Vote of Security Holders


Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 21, 2013, Alphatec Holdings, Inc. (the "Company") held its Annual Meeting of Shareholders (the "Annual Meeting") at which six proposals were presented to the Company's shareholders for consideration. The six matters presented were: (1) the election of nine directors to hold office until the 2014 Annual Meeting of Shareholders and until their respective successors have been elected; (2) a proposal to approve an amendment to the Alphatec Holdings, Inc. Amended and Restated 2005 Employee, Director and Consultant Stock Plan (the "Plan") to increase the number of shares authorized for issuance under the Plan;
(3) a proposal to approve an amendment to the Alphatec Holdings, Inc. 2007 Employee Stock Purchase Plan (the "ESPP") to increase the number of shares authorized for issuance under the ESPP; (4) a proposal to ratify the appointment of Ernst & Young, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2013; (5) a proposal to approve, on an advisory basis, the compensation of the named executive officers of the Company, and (6) a proposal to approve an amendment to the Plan to increase the annual limit on the number of shares that can be granted to an individual. These proposals were described in detail in the Company's definitive Proxy Statement for the Annual Meeting and a supplement thereto that were filed with the Securities and Exchange Commission on April 30, 2013 and June 11, 2013, respectively.

(1) Election of Directors: The nine nominees for election to the Board of Directors were elected by the shareholders by the following vote:

         Director Nominee             For            Withheld         Non-Vote
         Leslie Cross               62,948,763          234,484       13,154,115
         Mortimer Berkowitz III     62,393,309          789,938       13,154,115
         John Foster                62,384,680          798,567       13,154,115
         R. Ian Molson              48,994,111       14,189,136       13,154,115
         Stephen O'Neil             48,939,443       14,243,804       13,154,115
         James Glynn                62,990,767          192,480       13,154,115
         Rohit Desai                48,939,443       14,243,804       13,154,115
         Siri Marshall              62,990,767          192,480       13,154,115
         Luke Faulstick             62,993,917          189,330       13,154,115

(2) An amendment to the Alphatec Holdings, Inc. Amended and Restated 2005 Employee, Director and Consultant Stock Plan (the "Plan") to increase the number of shares authorized for issuance under the Plan: The proposal to amend the Plan was approved by the shareholders by the following vote:

For Against Abstain 40,940,260 22,202,937 40,050



(3) An amendment to the Alphatec Holdings, Inc. 2007 Employee Stock Purchase Plan (the "ESPP") to increase the number of shares authorized for issuance under the ESPP. The proposal to amend the ESPP was approved by the shareholders by the following vote:

For Against Abstain 62,303,352 747,203 132,692

(4) Ratification of Appointment of Independent Registered Public Accounting Firm: The proposal to ratify the appointment of Ernst & Young, LLP as the Company's independent registered public accounting firm for the year ended December 31, 2013 was approved by the shareholders by the following vote:

For Against Abstain 70,063,611 186,060 87,691

(5) Approval, on an Advisory Basis, of the Compensation of the Named Executive Officers: The proposal to approve, on an advisory basis, the compensation of the named executive officers of the Company was approved by the shareholders by the following vote:

For Against Abstain 55,915,683 7,170,628 96,936

(6) An amendment to the Plan to increase the annual limit on the number of shares that can be granted to an individual. . The proposal to amend the Plan was approved by the shareholders by the following vote:

For Against Abstain 41,465,583 18,572,282 26,757


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