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BAXS > SEC Filings for BAXS > Form 8-K/A on 26-Jun-2013All Recent SEC Filings

Show all filings for BAXANO SURGICAL, INC.

Form 8-K/A for BAXANO SURGICAL, INC.


26-Jun-2013

Financial Statements and Exhibits


Item 9.01 Financial Statements and Exhibits.

(a) Financial Statements of Businesses Acquired

The audited historical financial statements of Baxano as of and for the years ended December 31, 2012 and 2011 are filed as Exhibit 99.2 and incorporated herein by reference.

The unaudited financial statements of Baxano as of March 31, 2013 and December 31, 2012 and for the three months ended March 31, 2013 and 2012 are filed as Exhibit 99.3 and are incorporated herein by reference.

(b) Pro Forma Financial Information

The unaudited pro forma condensed combined balance sheet and statement of operations of the Company as of and for the three months ended March 31, 2013 and the unaudited pro forma condensed combined statement of operations of the Company for the year ended December 31, 2012 are filed as Exhibit 99.4 and are incorporated herein by reference.

(d) Exhibits.

Exhibit No.   Description
    2.1       Agreement and Plan of Merger, among TranS1 Inc., RacerX Acquisition
              Corp., Baxano, Inc., and Sumeet Jain and David Schulte as
              Securityholder Representatives, dated March 3, 2013 (incorporated by
              reference to Exhibit 2.1 to the Company's Current Report on Form 8-K
              filed with the SEC on March 5, 2013).
    2.2       List of Schedules Omitted from Agreement and Plan of Merger included
              as Exhibit 2.1 above (incorporated by reference to Exhibit 2.2 to the
              Company's Current Report on Form 8-K filed with the SEC on March 5,
              2013).
    2.3       First Amendment to Agreement and Plan of Merger, among TranS1 Inc.,
              RacerX Acquisition Corp., Baxano, Inc., and Sumeet Jain and David
              Schulte as Securityholder Representatives, dated April 10, 2013
              (incorporated by reference to Exhibit 2.1 to the Company's Current
              Report on Form 8-K filed with the SEC on April 10, 2013).
    3.1       Certificate of Ownership and Merger, effective May 31, 2013
              (previously filed).
   10.1       Loan and Security Agreement, dated as of March 15, 2012, among
              Baxano, Inc., Oxford Finance LLC, and Silicon Valley Bank (previously
              filed).
   10.2       First Amendment to Loan and Security Agreement, dated May 31, 2013,
              among Baxano Surgical, Inc., Oxford Finance LLC, Oxford Finance
              Funding I, LLC, and Silicon Valley Bank (previously filed).
   10.3       Employment Agreement, effective as of May 31, 2013, between TranS1
              Inc. and Greg Welsh (previously filed).
   23.1       Consent of PricewaterhouseCoopers LLP.
   99.1       Press release, dated May 31, 2013 (previously furnished).
   99.2       Audited Financial Statements of Baxano, Inc. as of and for the years
              ended December 31, 2012 and 2011.
   99.3       Unaudited Financial Statements of Baxano, Inc. as of March 31, 2013
              and December 31, 2012 and for the three months ended March 31, 2013
              and 2012.
   99.4       Unaudited Pro Forma Condensed Combined Financial Information of
              Baxano Surgical, Inc.

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