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IRIX > SEC Filings for IRIX > Form 8-K on 17-Jun-2013All Recent SEC Filings

Show all filings for IRIDEX CORP

Form 8-K for IRIDEX CORP


Submission of Matters to a Vote of Security Holders, Other Events

Item 5.07. Submission of Matters to a Vote of Security Holders.

At the Annual Meeting of Stockholders of IRIDEX Corporation ("IRIDEX" or the "Company") held on June 12, 2013 (the "Annual Meeting"), the stockholders of IRIDEX re-elected the following individuals to the Board of Directors. Each Director will serve for the ensuing year or until their respective successors are duly elected and qualified.

Nominee                               Votes For       Votes Against       Abstentions       Broker Non Votes*
Sanford Fitch                          5,343,858             255,281             3,200               1,724,441
Garrett A. Garrettson, Ph.D.           5,323,985             275,154             3,200               1,724,441
James B. Hawkins                       4,135,588           1,456,351            10,400               1,724,441
William M. Moore                       5,575,276              22,063             5,000               1,724,441
Ruediger Naumann-Etienne, Ph.D.        5,233,088             366,251             3,000               1,724,441
Scott A. Shuda                         5,143,866             455,473             3,000               1,724,441

* Broker non-votes do not affect the outcome of the election.

In addition, the following proposals were voted on and approved at the Annual Meeting.

Proposal                               Votes For       Votes Against       Abstentions       Broker Non Votes
Proposal to ratify the appointment
of Burr Pilger Mayer, Inc. as the
independent registered public
accountants of the Company for the
fiscal year ending December 28,
2013                                    7,239,405              25,972            61,403                      0
Proposal to approve, on a
non-binding advisory basis, the
compensation of the Company's named
executive officers as described in
the proxy statement.                    5,045,663             529,510            27,166              1,724,441

Proposal                            One Year        Two Years       Three Years       Abstentions       Broker Non Votes
Proposal to recommend, on a
non-binding advisory basis, the
frequency of future advisory
votes on executive compensation.     5,017,146          10,763            97,592           476,838              1,724,441

Item 8.01. Other Events.

On June 11, 2013, IRIDEX announced the automatic conversion of all outstanding shares of the Company's Series A Preferred Stock into 1,000,000 shares of the Company's common stock (the "Conversion"), in accordance with the terms of its Certificate of Designation, Preferences and Rights of Series A Preferred Stock. The Conversion was effective as of the close of business on June 11, 2013.

As of June 12, 2013, no shares of the Company's preferred stock were issued or outstanding.

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