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GCAP > SEC Filings for GCAP > Form 8-K on 17-Jun-2013All Recent SEC Filings

Show all filings for GAIN CAPITAL HOLDINGS, INC. | Request a Trial to NEW EDGAR Online Pro

Form 8-K for GAIN CAPITAL HOLDINGS, INC.


17-Jun-2013

Submission of Matters to a Vote of Security Holders, Regulation FD Di


Item 5.07. Submission of Matters to a Vote of Security Holders.

GAIN Capital Holdings, Inc. (the "Company") held its 2013 Annual Meeting of Stockholders (the "Annual Meeting") via webcast on Thursday, June 13, 2013. At the Annual Meeting, the following matters were submitted to a vote of stockholders:

the election of two (2) Class III directors to serve until the Company's 2016 Annual Meeting of Stockholders, or until their respective successors shall have been duly elected and qualified;

the ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2013.

At the close of business on April 22, 2013, the record date for the determination of stockholders entitled to vote at the Annual Meeting, there were 35,575,654 shares of the Company's common stock outstanding and entitled to vote at the Annual Meeting. The holders of 24,078,168 shares of the Company's common stock were represented in person or by proxy at the Annual Meeting, constituting a quorum.

The following are the voting results on each matter submitted to the Company's stockholders. At the Annual Meeting, each of the nominees for election as a Class III director was elected and the appointment of Deloitte & Touche as the Company's independent public accounting firm for the year ended December 31, 2013 was ratified.
Proposal 1. Election of two (2) Class III Directors

                                                               BROKER
                            FOR        AGAINST     ABSTAIN    NON-VOTES
Joseph Schenk            15,477,352   1,793,810   1,666,002   5,171,004
Christopher W. Calhoun   15,823,343   1,417,819   1,666,002   5,171,004

Proposal 2. Ratification of Selection of Independent Registered Public Accounting Firm

FOR AGAINST ABSTAIN BROKER NON-VOTES
24,066,837 10,731 600 0



Item 7.01. Regulation FD Disclosure.

On June 17, 2013, GAIN Capital Holdings, Inc., a Delaware corporation (the "Company"), issued a press release to report certain operating metrics for the Company's business for the month ended May 31, 2013. The full text of the press release is attached to this current report on Form 8-K as Exhibit 99.1.*



Item 9.01. Financial Statements and Exhibits.
Exhibit
No.      Description

99.1*    Press Release of GAIN Capital Holdings, Inc., dated June 17, 2013,
         reporting certain operating metrics.


* The information furnished in Item 7.01 of this Current Report on Form 8-K and on Exhibit 99.1 shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such a filing.

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