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ADXS > SEC Filings for ADXS > Form 8-K on 17-Jun-2013All Recent SEC Filings

Show all filings for ADVAXIS, INC.

Form 8-K for ADVAXIS, INC.


17-Jun-2013

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Stockholders (the "Annual Meeting") of Advaxis Inc. (the "Company") was held on June 14, 2013. At the Annual Meeting, the stockholders voted on the following six proposals and cast their votes as described below.

1. The individuals listed below were elected at the Annual Meeting to serve as directors of the Company until the next annual meeting of stockholders and until their respective successors are duly elected and qualified.

                             For            Withheld         Broker Non-Vote
Thomas A. Moore           200,674,407       163,937,908         128,577,983
Dr. James P. Patton       267,895,223       96,717,092          128,577,983
Roni A. Appel             264,529,316       100,082,999         128,577,983
Dr. Thomas J. McKearn     269,405,738       95,206,577          128,577,983
Richard J. Berman         269,182,086       95,430,229          128,577,983

2. A management proposal to approve an amendment to the Company's Amended and Restated Certificate of Incorporation, as amended (the "Certificate of Incorporation"), to effect a reverse stock split at a ratio ranging from 1-for-70 to 1-for-125 of all the issued and outstanding shares of the Company's common stock, the final ratio to be determined at the discretion of the Board of Directors, as described in the proxy materials. This proposal was approved.

For Against Abstained Broker Non-Vote 286,068,655 201,665,823 5,455,820 0

3. A management proposal to approve an amendment to the Certificate of Incorporation to decrease, subject to approval and implementation of Proposal No. 2, the total number of authorized shares of capital stock from 1,005,000,000 consisting of 1,000,000,000 shares of common stock and 5,000,000 shares of "blank check" preferred stock to 30,000,000 consisting of 25,000,000 shares of common stock and 5,000,000 shares of "blank check" preferred stock, as described in the proxy materials. This proposal was approved.

For Against Abstained Broker Non-Vote 294,160,528 189,975,833 9,053,937 0

4. A management proposal to ratify and approve an amendment to the Company's 2011 Omnibus Incentive Plan, which was included in the Company's proxy materials, was withdrawn and no vote was taken.

5. A management proposal to ratify the selection of Marcum, LLP as the Company's independent registered public accountants for the fiscal year ending October 31, 2013, as described in the proxy materials. This proposal was approved

For Against Abstained Broker Non-Vote 427,106,342 51,313,024 14,770,932 0

6. An advisory (non-binding) resolution regarding compensation of the Company's named executive officers, as described in the proxy materials. This proposal was approved.

For Against Abstained Broker Non-Vote 192,183,204 155,774,575 16,654,536 128,577,983

7. An advisory (non-binding) resolution on the frequency at which the Company should include an advisory vote regarding the compensation of its named executive officers in its future proxy statements for stockholder consideration, as described in the proxy materials. The option of every 3 years received the highest number of the votes cast.

1 year 2 years 3 years Abstained Broker Non-Vote 142,636,356 22,738,655 165,205,060 34,032,244 128,577,983

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