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TCRD > SEC Filings for TCRD > Form 8-K on 12-Jun-2013All Recent SEC Filings

Show all filings for THL CREDIT, INC. | Request a Trial to NEW EDGAR Online Pro

Form 8-K for THL CREDIT, INC.


12-Jun-2013

Submission of Matters to a Vote of Security Holders


Item 5.07. Submission of Matters to a Vote of Security Holders.

THL Credit, Inc. (the "Company") held its annual meeting of stockholders (the "Annual Meeting") on June 10, 2013. There were present at the Annual Meeting in person or by proxy stockholders holding an aggregate of 16,751,730 shares of the Company's common stock, out of a total number of 26,315,202 shares of the Company's common stock issued and outstanding and entitled to vote at the Annual Meeting. Following are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:

Proposal 1 - Election of Directors

The following individuals, constituting all of the nominees named in the
Company's Proxy Statement, were elected as directors to serve until the 2014
annual meeting of stockholders and until their successors have been duly elected
and qualified. The following votes were taken in connection with this proposal:



                    Director                For       Withheld
                    David K. Downes      14,824,153   1,927,577
                    Nancy Hawthorne      15,895,661    856,069
                    Keith W. Hughes      16,648,774    102,956
                    James K. Hunt        16,407,135    344,595
                    John A. Sommers      15,894,860    856,870
                    David P. Southwell   15,900,123    851,607

Proposal 2 - Approval to Sell Shares Below Net Asset Value

A proposal to authorize the Company to sell or otherwise issue up to 25% of the Company's outstanding common stock at a price below the Company's then current net asset value per share was approved. The following votes were taken in connection with this proposal:

Vote With Affiliate Shares

For Against Abstain
15,383,449 1,315,547 52,734

Vote Without Affiliate Shares

For Against Abstain
9,441,363 1,154,735 46,288

Proposal 3 - Approval to Issue Debt with Warrants or Convertible Debt

A proposal to authorize the Company offer and issue debt with warrants or debt convertible into shares of its common stock at an exercise or conversion price that, at the time such warrants or convertible debt are issued, will not be less than the market value per share but may be below the Company's then current net asset value in one or more offerings was approved. The following votes were taken in connection with this proposal:

For Against Abstain 15,842,811 851,950 56,969


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