Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
ITG > SEC Filings for ITG > Form 8-K on 12-Jun-2013All Recent SEC Filings

Show all filings for INVESTMENT TECHNOLOGY GROUP INC | Request a Trial to NEW EDGAR Online Pro

Form 8-K for INVESTMENT TECHNOLOGY GROUP INC


12-Jun-2013

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

The annual meeting of stockholders of Investment Technology Group, Inc. (the "Company") was held on June 11, 2013. The stockholders elected all of the Company's nominees for director, ratified the appointment of KPMG LLP as the Company's independent auditors for the fiscal year 2013, approved the advisory vote on executive compensation, approved the increase in the number of shares reserved and available for issuance under the Investment Technology Group, Inc. 2007 Omnibus Equity Compensation Plan, reapproved the Amended and Restated Investment Technology Group, Inc. Pay-For-Performance Incentive Plan, and approved the increase in the number of shares reserved and available for issuance under the Investment Technology Group, Inc. Amended and Restated Employee Stock Purchase Plan. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders.

(a) Election of Directors:

Name of Director       Shares For   Shares Withheld   Broker Non-Votes
J. William Burdett     25,825,712         4,388,630          3,520,400
Minder Cheng           29,963,849           250,493          3,520,400
Christopher V. Dodds   26,024,842         4,189,500          3,520,400
Robert C. Gasser       27,537,584         2,676,758          3,520,400
Timothy L. Jones       27,663,901         2,550,441          3,520,400
Kevin J.P. O'Hara      26,022,605         4,191,737          3,520,400
Maureen O'Hara         26,018,597         4,195,745          3,520,400
Steven S. Wood         26,153,531         4,060,811          3,520,400

(b) Ratification of the appointment of KPMG LLP as our independent auditors for the 2013 fiscal year:

Shares For Shares Against Shares Abstain 33,521,180 210,266 3,296

(c) Advisory vote on executive compensation:

Shares For Shares Against Shares Abstain Broker Non-Votes 23,924,447 6,263,074 26,821 3,520,400

(d) Approval of the increase in the number of shares reserved and available for issuance under the Investment Technology Group, Inc. 2007 Omnibus Equity Compensation Plan:

Shares For Shares Against Shares Abstain Broker Non-Votes 26,154,413 4,039,319 20,610 3,520,400

(e) Reapproval of the Amended and Restated Investment Technology Group, Inc. Pay-For-Performance Incentive Plan:

Shares For Shares Against Shares Abstain Broker Non-Votes 25,754,740 4,441,022 18,580 3,520,400

(f) Approval of the increase in the number of shares reserved and available for issuance under the Investment Technology Group, Inc. Amended and Restated Employee Stock Purchase Plan:

Shares For Shares Against Shares Abstain Broker Non-Votes 29,672,816 264,976 276,550 3,520,400


  Add ITG to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for ITG - All Recent SEC Filings
Sign Up for a Free Trial to the NEW EDGAR Online Pro
Detailed SEC, Financial, Ownership and Offering Data on over 12,000 U.S. Public Companies.
Actionable and easy-to-use with searching, alerting, downloading and more.
Request a Trial      Sign Up Now


Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.